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Laws of North Carolina (Last Updated: May 12, 2015) |
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Chapter78C. Investment Advisers. |
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Article3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives |
Article3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives
| § 78C-16. Registration and notice filing requirement |
| § 78C-17. Registration and notice filing procedures |
| § 78C-18. Post-registration provisions |
| § 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration |
| § 78C-20. Methods of registration |
| §§ 78C-21 through 78C-25. Reserved for future codification purposes |