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Laws of North Carolina (Last Updated: May 12, 2015) |
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Chapter25. Uniform Commercial Code. |
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Article8. Investment Securities [Revised] |
| Part 1. Short Title and General Matters |
| § 25-8-101. Short title |
| § 25-8-102. Definitions |
| § 25-8-103. Rules for determining whether certain obligations and interests are securities or financial assets |
| § 25-8-104. Acquisition of security or financial asset or interest therein |
| § 25-8-105. Notice of adverse claim |
| § 25-8-106. Control |
| § 25-8-107. Whether indorsement, instruction, or entitlement order is effective |
| § 25-8-108. Warranties in direct holding |
| § 25-8-109. Warranties in indirect holding |
| § 25-8-110. Applicability; choice of law |
| § 25-8-111. Clearing corporation rules |
| § 25-8-112. Creditor's legal process |
| § 25-8-113. Statute of frauds inapplicable |
| § 25-8-114. Evidentiary rules concerning certificated securities |
| § 25-8-115. Securities intermediary and others not liable to adverse claimant |
| § 25-8-116. Securities intermediary as purchaser for value |
| Part 2. Issue and Issuer |
| § 25-8-201. Issuer |
| § 25-8-202. Issuer's responsibility and defenses; notice of defect or defense |
| § 25-8-203. Staleness as notice of defect or defense |
| § 25-8-204. Effect of issuer's restriction on transfer |
| § 25-8-205. Effect of unauthorized signature on security certificate |
| § 25-8-206. Completion of alteration of security certificate |
| § 25-8-207. Rights and duties of issuer with respect to registered owners |
| § 25-8-208. Effect of signature of authenticating trustee, registrar, or transfer agent |
| § 25-8-209. Issuer's lien |
| § 25-8-210. Overissue |
| Part 3. Transfer of Certificated and Uncertificated Securities |
| § 25-8-301. Delivery |
| § 25-8-302. Rights of purchaser |
| § 25-8-303. Protected purchaser |
| § 25-8-304. Indorsement |
| § 25-8-305. Instruction |
| § 25-8-306. Effect of guaranteeing signature, indorsement, or instruction |
| § 25-8-307. Purchaser's right to requisites for registration of transfer |
| Part 4. Registration |
| § 25-8-401. Duty of issuer to register transfer |
| § 25-8-402. Assurance that indorsement or instruction is effective |
| § 25-8-403. Demand that issuer not register transfer |
| § 25-8-404. Wrongful registration |
| § 25-8-405. Replacement of lost, destroyed, or wrongfully taken security certificate |
| § 25-8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate |
| § 25-8-407. Authenticating trustee, transfer agent, and registrar |
| Part 5. Security Entitlements |
| § 25-8-501. Securities account; acquisition of security entitlement from securities intermediary |
| § 25-8-502. Assertion of adverse claim against entitlement holder |
| § 25-8-503. Property interest of entitlement holder in financial asset held by securities intermediary |
| § 25-8-504. Duty of securities intermediary to maintain financial asset |
| § 25-8-505. Duty of securities intermediary with respect to payments and distributions |
| § 25-8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder |
| § 25-8-507. Duty of securities intermediary to comply with entitlement order |
| § 25-8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding |
| § 25-8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder |
| § 25-8-510. Rights of purchaser of security entitlement from entitlement holder |
| § 25-8-511. Priority among security interests and entitlement holders |